Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02137 | 05/24/2018 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Ryan Duffy Respondent(s): Ben Torrez Respondent Lawyers(s): Ben Dean Torrez Arbitrator(s): Ilene T. Gormly Hearing Site: Denver, CO | ||
| 17-02931 | 05/21/2018 | Claimant(s): Shawn Rogers Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 16-03108 | 04/18/2018 | Claimant(s): Derek Eichenwald Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Hector D. Geribon Arbitrator(s): William F. Skewes Hearing Site: Denver, CO | ||
| 17-02044 | 04/05/2018 | Claimant(s): James Garner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Michael S. Matek Hearing Site: Denver, CO | ||
| 17-01624 | 03/16/2018 | Claimant(s): Mary Wright Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group, Morgan Stanley, Morgan Stanley DW Inc. Respondent Lawyers(s): Alan S. Brodherson, Nicholas Y. Lin Arbitrator(s): Gregory G. Gocek Hearing Site: Denver, CO | ||
| 17-01506 | 02/26/2018 | Claimant(s): Jarrod Biebel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services Respondent Lawyers(s): Alan S. Brodherson, Michael Naccarato Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 17-01263 | 02/16/2018 | Claimant(s): Louis Tilchin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): James B. Eichberg Hearing Site: Denver, CO | ||
| 17-02328 | 01/29/2018 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Mitchell Albert Respondent(s): Christopher Watton Respondent Lawyers(s): Christopher Lee Watton Arbitrator(s): William M. Getzoff Hearing Site: Denver, CO | ||
| 16-01765 | 12/28/2017 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Gregory Giuffra Respondent Lawyers(s): Julie M. Walker Arbitrator(s): Richard J. Lawrence, Victoria Anne Long, Tina Alison Davis Hearing Site: Denver, CO | ||
| 17-01081 | 12/01/2017 | Claimant(s): Jordan Dechtman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Denver, CO |