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FINRA Awards for James Garner

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0102508/09/2021Claimant(s): James Garner
Claimant Lawyers(s): Bryan Ward
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Paul M. Foster, Maryanne M. Esser, Allan R. Lazor
Hearing Site: Little Rock, AR
17-0204404/05/2018Claimant(s): James Garner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Michael S. Matek
Hearing Site: Denver, CO

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