| 23-02793 | 09/26/2024 | Claimant(s): Peter Marshall
Claimant Lawyers(s): Craig Riha
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lawrence Barbot
Arbitrator(s): Howard J. Stiefel, Robert J. Miller, Gerald M. Levine
Hearing Site: New York, NY
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| 23-00019 | 06/16/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Fitzpatrick
Respondent(s): Jorge Garzon Baquero
Respondent Lawyers(s): Jorge L. Garzon Baquero
Arbitrator(s): Howard J. Stiefel
Hearing Site: New York, NY
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| 21-02701 | 05/16/2022 | Claimant(s): Robert Iannazzo
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Howard J. Stiefel
Hearing Site: New York, NY
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| 20-03668 | 03/03/2022 | Claimant(s): Eric Wenzel
Claimant Lawyers(s): Howard Schragin
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Howard J. Stiefel, Elliot Schnapp, James G Paulsen
Hearing Site: New York, NY
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| 21-01174 | 10/26/2021 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Konstantinos Pagiazitis
Respondent Lawyers(s): Matthew C. Plant
Arbitrator(s): Howard J. Stiefel
Hearing Site: New York, NY
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| 19-01491 | 01/27/2020 | Claimant(s): Allied Millennial Partners
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Francesco Palmiotti
Respondent Lawyers(s): Matthew N. Fiorovanti
Arbitrator(s): Howard J. Stiefel
Hearing Site: New York, NY
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| 18-02730 | 11/15/2019 | Claimant(s): Rahul Mahajan
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cameron Smith
Arbitrator(s): Howard J. Stiefel, Martin A. Edelstein, Eila Matt
Hearing Site: New York, NY
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| 15-02100 | 10/20/2017 | Claimant(s): Folashade Ojediran
Claimant Lawyers(s): Folashade Ojediran
Respondent(s): Edward Rivadeneira, TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Elizabeth Gilbert, Howard J. Stiefel, Louis P. Wagman
Hearing Site: New York, NY
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| 16-01469 | 06/15/2017 | Claimant(s): David Allen
Claimant Lawyers(s): David Arthur Allen
Respondent(s): Michael Clements, Avenir Financial Group
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Howard J. Stiefel, Daniel Robbins, Joan Marie Chiusano
Hearing Site: New York, NY
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| 15-03205 | 08/02/2016 | Claimant(s): Todd Kissel
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc., Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed, Kathryn D. Perreault
Arbitrator(s): Howard J. Stiefel, Dolores D. Balsamo, Kenneth Paul Price
Hearing Site: New York, NY
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