| 21-01080 | 12/10/2021 | Claimant(s): Leon Behar
Claimant Lawyers(s): Leon I. Behar
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Howard J. Stiefel, Terrance J. Nolan, Rajeev Suresh Shah
Hearing Site: New York, NY
|  | $0 |
| 18-03696 | 09/20/2021 | Claimant(s): Jay Fagan, Sandra Fagan
Claimant Lawyers(s): Richard D. De Vita
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Howard J. Stiefel, Francis Carling, Richard Lee Mansdoerfer
Hearing Site: New York, NY
| | Expungement |
| 17-00403 | 08/16/2018 | Claimant(s): Socrates Cruz
Claimant Lawyers(s): Howard R. Elisofon
Respondent(s): Morgan Stanley, Feliciano Fleita, Dytman Inc.
Respondent Lawyers(s): Jeremy S. Winer, Santos Michelena de la Cova
Arbitrator(s): Howard J. Stiefel, Nunzio Garzino, Anna Lascar
Hearing Site: New York, NY
| | Expungement |
| 13-02811 | 06/19/2015 | Claimant(s): Richard Colley
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Richard W. Cutler, Howard J. Stiefel, Linda G. March
Hearing Site: New York, NY
| | Expungement |
