Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02748 | 05/25/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Kevin J Woods Respondent(s): Eric Demarcus Respondent Lawyers(s): Neda Ataie Arbitrator(s): Peter H. Daly, Val D. Hornstein, Richard Ullman Hearing Site: San Francisco, CA | ||
| 22-01839 | 05/09/2023 | Claimant(s): Ronald Kuhn Claimant Lawyers(s): Jessica E. Levine Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Smitham Arbitrator(s): Peter H. Daly, Arocles Aguilar, Bruce Swartout Hearing Site: Honolulu, HI | ||
| 20-03676 | 07/26/2021 | Claimant(s): Leslie Miller Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA | ||
| 20-03174 | 03/15/2021 | Claimant(s): David Donat Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Peter H. Daly Hearing Site: Rapid City, SD | ||
| 20-02456 | 02/17/2021 | Claimant(s): Steven Quinly Claimant Lawyers(s): Robert L Gonser Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA | ||
| 20-01837 | 12/23/2020 | Claimant(s): Christine McBroom Claimant Lawyers(s): Sylvia M Scott Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA | ||
| 18-03048 | 11/03/2020 | Claimant(s): Julia Iunker Claimant Lawyers(s): Joshua Kons Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Peter H. Daly, David E. Crowe, Coradella E. Hartje Hearing Site: Seattle, WA | ||
| 20-01458 | 10/27/2020 | Claimant(s): Jacqueline Kulikowski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Corey D. Winer Arbitrator(s): Peter H. Daly Hearing Site: Reno, NV | ||
| 19-03822 | 08/17/2020 | Claimant(s): Elyssa Verzosa Claimant Lawyers(s): Jessica Calloway Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Barbara L. Johnson Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA | ||
| 19-03505 | 03/02/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Marc Arnett Respondent Lawyers(s): Marc Freeman Arnett Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA |