Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00417 | 11/08/2023 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Eric D. Raphan Respondent(s): Jason Kurtz Respondent Lawyers(s): Jason Mark Kurtz Arbitrator(s): Kendall C. Reed Hearing Site: Denver, CO | ||
| 19-01560 | 01/21/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): G. Thomas Fleming Respondent(s): James Shelburne Respondent Lawyers(s): James Christopher Shelburne Arbitrator(s): Barton J. Brewer, Kendall C. Reed, Aurelio A. Garcia Hearing Site: Los Angeles, CA | ||
| 20-02960 | 09/03/2021 | Claimant(s): Devinder Karir Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | ||
| 18-00556 | 03/05/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Edward Swigert Respondent Lawyers(s): David Jacobs Arbitrator(s): Sheldon M. Jaffe, Kendall C. Reed, Frank Cronin Hearing Site: Los Angeles, CA | ||
| 16-00688 | 03/26/2020 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Ghalib Kanji Respondent Lawyers(s): Joseph M. Lovretovich Arbitrator(s): W. Alex King, Kendall C. Reed, Mark T Risner Hearing Site: Los Angeles, CA | ||
| 18-03813 | 11/29/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Kevin J. Woods Respondent(s): Richard Frank Respondent Lawyers(s): Richard Kevin Frank Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | ||
| 19-00840 | 11/14/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N Will Respondent(s): Ruben Cavada Respondent Lawyers(s): Ruben Cavada Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | ||
| 18-00970 | 11/13/2018 | Claimant(s): Ford Howell Claimant Lawyers(s): Hillary A. Darnell Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | ||
| 17-03445 | 09/24/2018 | Claimant(s): Thomas Sandkamp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | ||
| 16-03403 | 02/01/2018 | Claimant(s): Jeffrey Gurman Claimant Lawyers(s): Kevin Galbraith Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Bradley Fishman Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA |