21-02684 | 04/17/2024 | Claimant(s): Steve Kramer Claimant Lawyers(s): Brandon Dei Respondent(s): Michael Finnan, Morgan Wilshire Securities. Respondent Lawyers(s): Michael John Finnan Arbitrator(s): Kendall C. Reed, Rick Gale Doty, Kimberly Johnson Hearing Site: Denver, CO
| | Dismissed by Rule 12212©&12511(b) |
23-00234 | 11/17/2023 | Claimant(s): Jeanne Mount Claimant Lawyers(s): Jeanne Mount Respondent(s): Brooke Spicer, Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Mary M. O'Neil, Kendall C. Reed, Maxx O Brawer Hearing Site: Los Angeles, CA
| | $0 |
21-03054 | 05/04/2023 | Claimant(s): Byron Costa, Darrell Costa Claimant Lawyers(s): J. Owen Murrin Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): David Maurer, Kendall C. Reed, Claudia Mai Morehead Hearing Site: Los Angeles, CA
| | $0 |
20-03717 | 08/19/2022 | Claimant(s): Greg Meyer Claimant Lawyers(s): Noah Green Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Michael Harrison, Russell T. Doe, Kendall C. Reed Hearing Site: Los Angeles, CA
| | Expungement |
20-03388 | 04/19/2021 | Claimant(s): Daria Haidukova Claimant Lawyers(s): Daria Haidukova Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, UMB Financial Services. Respondent Lawyers(s): Eric D. Martin, Patrick S. Christensen Arbitrator(s): Joyce L. Hurley, Richard William DeWeese, Kendall C. Reed Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212 |
20-03350 | 04/09/2021 | Claimant(s): Iouri Bobrov Claimant Lawyers(s): Iouri Bobrov Respondent(s): Fidelity Brokerage Services LLC, UMB Financial Services. Respondent Lawyers(s): Eric. D. Martin, Noah D. Sorkin Arbitrator(s): Kendall C. Reed, Andrea Luise Halperin, David Harvey Failer Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212 |
17-00102 | 12/15/2020 | Claimant(s): Claimant Lawyers(s): Respondent(s): Ameriprise Financial Services, Li-lin Hsu Respondent Lawyers(s): Chad Weaver, Li-lin Hsu Arbitrator(s): Lois J. Cox, Milton N. Gross, Kendall C. Reed Hearing Site: Los Angeles, CA
| | $0 |
19-03345 | 11/13/2020 | Claimant(s): Scott Krelle Claimant Lawyers(s): Scott Krelle Respondent(s): Antoni Lucas, Wedbush Securities Inc., David Hirons Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Kendall C. Reed, Aurelio A. Garcia, Elizabeth Yang Hearing Site: Los Angeles, CA
| | Dismissed |
19-01356 | 10/23/2019 | Claimant(s): Hans Brost, Cabo FTL Systems, LC Claimant Lawyers(s): Hans Brost Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ilana Herscovitz Reid Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA
| | $0 |
19-00212 | 08/09/2019 | Claimant(s): Tradestation Securities. Claimant Lawyers(s): Steven M. Greenbaum Respondent(s): Ksenia Pasochnik Respondent Lawyers(s): Ksenia Pasochnik Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA
| | $0 |