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FINRA Awards for Maxx O Brawer

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0023411/17/2023Claimant(s): Jeanne Mount
Claimant Lawyers(s): Jeanne Mount
Respondent(s): Brooke Spicer, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Mary M. O'Neil, Kendall C. Reed, Maxx O Brawer
Hearing Site: Los Angeles, CA
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