| 18-00548 | 02/24/2020 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew Shapren
Respondent(s): Jerald Slowik
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Kip C Lubcke, Madelyn A. Levy, David John Reilly
Hearing Site: New York, NY
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| 17-00688 | 01/06/2020 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): William Hood
Respondent Lawyers(s): Kevin S. Reed
Arbitrator(s): Kenneth Diamond, Anna M. Fanelli, Robert E. Anderson
Hearing Site: New York, NY
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| 18-03912 | 11/22/2019 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Jeffrey Raphael
Respondent Lawyers(s): Robert L. Herkovits
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
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| 18-03913 | 05/16/2019 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J Shapren
Respondent(s): Brandon Wahl
Respondent Lawyers(s): Justin R. Marino
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: New York, NY
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| 18-03295 | 05/03/2019 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Vy Truong
Respondent Lawyers(s): Vy Truong
Arbitrator(s): Kenneth Paul Williams, Alan Gradzki, Harrison Johnson
Hearing Site: New York, NY
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| 16-02461 | 04/08/2019 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Jon Gegenheimer
Respondent Lawyers(s): Daniel Green
Arbitrator(s): Minnie Loo, Lawrence R. Mills, A. James Oakes
Hearing Site: San Francisco, CA
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| 17-01867 | 09/13/2018 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Darren Haines
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): Anthony J. Raimondi, Richard E. Castiglioni, Gerald M. Levine
Hearing Site: New York, NY
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| 17-00714 | 06/28/2018 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Eliza A. Kaiser
Respondent(s): John Huwiler, Pierre Guerin
Respondent Lawyers(s): Eliza A. Kaiser, Lawrence M. Pearson
Arbitrator(s): Harvey Barrison, David J. Weisenfeld, Nicholas R. Weiskopf
Hearing Site: New York, NY
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| 15-03224 | 08/09/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Gregory Fisher, Nelleen Smith, Jefferies LLC
Respondent Lawyers(s): Andrew J. Shapren
Arbitrator(s): Richard V. McGalliard, James C. Hoover, Richard Jonathan Nikonovich-Kahn
Hearing Site: Atlanta, GA
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