| 20-01079 | 06/18/2020 | Claimant(s): John Wilfong
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Harvey R. Linder
Hearing Site: Memphis, TN
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| 20-00380 | 05/26/2020 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Todd Paynter
Respondent Lawyers(s): Todd Bogan Paynter
Arbitrator(s): Robert H. Putnam
Hearing Site: Memphis, TN
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| 18-01022 | 02/06/2020 | Claimant(s): Ty Bauer
Claimant Lawyers(s): Andy T. Arant
Respondent(s): Donald Blackwell
Respondent Lawyers(s): Brad Walsh
Arbitrator(s): Earle J. Schwarz, Stephen H. Biller, William Robert Vance
Hearing Site: Memphis, TN
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| 19-00985 | 12/09/2019 | Claimant(s): David Pickler
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joshua Norton
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
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| 18-03405 | 03/06/2019 | Claimant(s): Albert Alexander
Claimant Lawyers(s): Mark D. Griffin
Respondent(s): B. Riley Wealth Management
Respondent Lawyers(s): James T. Ritt
Arbitrator(s): Langfred W. White
Hearing Site: Memphis, TN
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| 17-00734 | 03/20/2018 | Claimant(s): Kevin Kimery
Claimant Lawyers(s): Eric Litow
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Stephen H. Biller
Hearing Site: Memphis, TN
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| 17-01395 | 01/11/2018 | Claimant(s): John Santi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): John B. Roe
Hearing Site: Memphis, TN
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| 16-02841 | 12/13/2017 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Mark Winburne
Respondent Lawyers(s): Mark Edward Winburne
Arbitrator(s): Langfred W. White
Hearing Site: Memphis, TN
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| 14-03102 | 08/31/2017 | Claimant(s): Estate of Margie R. Gerrard
Claimant Lawyers(s): Scott T. Beall
Respondent(s): James Gunn, Louis Zemek, Edward Jones
Respondent Lawyers(s): Clinton J. Simpson, Roy O. Parker
Arbitrator(s): Thomas L. Maschmeyer, Patricia Best Vital, Walter Phillip Scott
Hearing Site: Memphis, TN
| | Expungement |
| 14-03275 | 05/27/2016 | Claimant(s): Niles Christodoulidis
Claimant Lawyers(s): Larry E Parrish
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): John G. Manley, Robert Alexander McLean, Robert Stewart Barney
Hearing Site: Memphis, TN
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