Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01382 | 01/27/2020 | Claimant(s): Gregory Nerantzis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Jane Tam Hearing Site: Richmond, VA | ||
| 19-01376 | 01/23/2020 | Claimant(s): Michael Boagni Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): C. Sumpter Logan Hearing Site: New Orleans, LA | ||
| 19-02601 | 01/21/2020 | Claimant(s): Daniel Pimental Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Inc Respondent Lawyers(s): Jeffrey A. Dunlap Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 19-02185 | 01/16/2020 | Claimant(s): Martin Cunningham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): John James McGovern Hearing Site: Manchester, NH | ||
| 19-01835 | 01/14/2020 | Claimant(s): Richard Wesselt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SA Stone Wealth Management Inc. Respondent Lawyers(s): Craig L. Hymowitz Arbitrator(s): Julie K. Chapin Hearing Site: Philadelphia, PA | ||
| 19-01482 | 01/13/2020 | Claimant(s): Lysandra Maxim Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Quick & Reilly. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 19-01682 | 01/13/2020 | Claimant(s): Paul Carpenter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric J. Chartan Arbitrator(s): Catherine Stewart Hearing Site: Pittsburgh, PA | ||
| 19-00574 | 01/06/2020 | Claimant(s): David Mehler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC | ||
| 19-00126 | 01/03/2020 | Claimant(s): Jerry Kiefer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Lawrence R. Maxwell Hearing Site: Oklahoma City, OK | ||
| 19-01261 | 01/02/2020 | Claimant(s): Mark Elston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: Reno, NV |