Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03453 | 07/10/2020 | Claimant(s): Kevin Pentz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Lindsay Wuller Aggarwal Arbitrator(s): Daniel B. MacLeod Hearing Site: Seattle, WA | ||
| 19-03506 | 06/30/2020 | Claimant(s): Martha Caldwell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): James John Jurinski Hearing Site: Portland, OR | ||
| 19-03527 | 06/26/2020 | Claimant(s): Eric Morris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Scott & Stringfellow Respondent Lawyers(s): Christina M. Hill Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC | ||
| 19-03671 | 06/25/2020 | Claimant(s): Thomas Saunders Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): George A. Croton Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO | ||
| 19-03522 | 06/24/2020 | Claimant(s): C Hoilman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MHA Financial Corp. Respondent Lawyers(s): William Hoilman Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 19-03686 | 06/24/2020 | Claimant(s): Robert Santillo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Anna Matsuo Arbitrator(s): Sam Antar Hearing Site: New York, NY | ||
| 19-02021 | 06/18/2020 | Claimant(s): Kevin Fox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Capital Financial Services. Respondent Lawyers(s): Gordon Dihle Arbitrator(s): Patrick R. Westerkamp Hearing Site: Wilmington, DE | ||
| 19-03368 | 06/17/2020 | Claimant(s): Craig Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James Noblett Arbitrator(s): Mary Margaret Bush Hearing Site: Salt Lake City, UT | ||
| 19-03526 | 06/16/2020 | Claimant(s): David Butler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Julie Marie Miller Hearing Site: Little Rock, AR | ||
| 19-02315 | 06/12/2020 | Claimant(s): Stephen O'Donnell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Adam Kauff, Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ |