Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02891 | 04/01/2021 | Claimant(s): Eric Haubert Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard W. Dissen Hearing Site: Columbus, OH | ||
| 20-00980 | 03/31/2021 | Claimant(s): Wendy Buchanan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-02712 | 03/31/2021 | Claimant(s): Jimmy Barker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN | ||
| 20-02933 | 03/31/2021 | Claimant(s): Juan Chung Chen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Paul S. Biederman Hearing Site: New York, NY | ||
| 20-03004 | 03/31/2021 | Claimant(s): Thomas Weissenburger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Frederick Ramos Hearing Site: Des Moines, IA | ||
| 20-02192 | 03/30/2021 | Claimant(s): Kelly Hoff Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Philip J. Glick Hearing Site: Minneapolis, MN | ||
| 20-01736 | 03/29/2021 | Claimant(s): Philip Weyhe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): G. Wayne Hills Arbitrator(s): Roger B. Jacobs Hearing Site: New York, NY | ||
| 20-02350 | 03/29/2021 | Claimant(s): Veralynn Starostecki Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American General Securities Incorporated Respondent Lawyers(s): James Noblett Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 20-02581 | 03/29/2021 | Claimant(s): Thomas Threlfall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY | ||
| 20-02603 | 03/29/2021 | Claimant(s): Ganesh Iyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX |