| 16-03593 | 08/16/2017 | Claimant(s): Douglas Bielefeldt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Jeffrey M. Allen
Hearing Site: Portland, OR
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| 17-00932 | 08/09/2017 | Claimant(s): Charles Connant
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Morton S. Bunis
Hearing Site: Newark, NJ
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| 16-03277 | 07/28/2017 | Claimant(s): Thomas Kirk
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson, W. Preston Martin
Arbitrator(s): Mark S. Foster
Hearing Site: Wichita, KS
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| 16-03720 | 07/25/2017 | Claimant(s): Nihaal Rao
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
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| 16-03459 | 07/20/2017 | Claimant(s): Carl Pritchett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier, Kimberly J. Gustafson
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 16-03567 | 07/11/2017 | Claimant(s): Phillip Scott
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
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| 16-03192 | 07/10/2017 | Claimant(s): Charles Reinhold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HBW Securities LLC
Respondent Lawyers(s): Barney Hellenbrand
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA
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| 16-03341 | 07/03/2017 | Claimant(s): Steven Case
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation, Voya Financial Advisors.
Respondent Lawyers(s): Mark Sides, Scott R. Forbush
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 16-03194 | 06/26/2017 | Claimant(s): Dale Miller
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Citigroup Global Markets Inc.
Respondent Lawyers(s): David I. Hantman, Valerie I. Holder
Arbitrator(s): Philip Aaron Tymon
Hearing Site: Seattle, WA
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| 16-02347 | 06/22/2017 | Claimant(s): Jane An
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
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