Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00442 | 10/18/2017 | Claimant(s): James Bradley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Partners Respondent Lawyers(s): Michelle Rosenberg Arbitrator(s): Samuel H. Chorches Hearing Site: Augusta, ME | ||
| 17-00579 | 10/17/2017 | Claimant(s): Nancy Mellon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Roger W. Van Deusen Hearing Site: Tampa, FL | ||
| 17-00742 | 10/16/2017 | Claimant(s): David Ciccone Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Matthew Stephen Duchesne Hearing Site: Washington, DC | ||
| 17-00509 | 10/13/2017 | Claimant(s): Scott Hood Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 17-00760 | 10/13/2017 | Claimant(s): Richard Lafferty Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Amy B. Bard Arbitrator(s): Philip Levine Hearing Site: Newark, NJ | ||
| 17-00304 | 10/12/2017 | Claimant(s): Thomas Fields Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A.G. Edwards & Sons., Wells Fargo Advisors, Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson, Deirdre Wolff Arbitrator(s): Neil Harvey Smith Hearing Site: Nashville, TN | ||
| 17-00224 | 10/11/2017 | Claimant(s): James Everitt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Herbert Liberman Hearing Site: Boise, ID | ||
| 17-00238 | 10/11/2017 | Claimant(s): James Files Claimant Lawyers(s): Dochtor Kennedy Respondent(s): QA3 Financial Corp. Respondent Lawyers(s): Stephen K. Wild Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | ||
| 17-01071 | 10/11/2017 | Claimant(s): Gregory McDonough Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): David J. Freniere Arbitrator(s): Ronald L. Cheney, Stephen M. Acerra, Sandor I. Rabkin Hearing Site: Boston, MA | ||
| 16-03224 | 10/09/2017 | Claimant(s): Vivienne Schleu Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, WMA Securities., World Group Securities. Respondent Lawyers(s): Clive Slovin, Jon D. Kaplon, Susan D. Duff Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL |