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FINRA Awards for James Files

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0023810/11/2017Claimant(s): James Files
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): QA3 Financial Corp.
Respondent Lawyers(s): Stephen K. Wild
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
09-0554203/08/2011Claimant(s): Arthur Cargill, Maryann Cargill, Cargill-Beacon Point, Cargill-Mansell Plaza
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): James Files
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Donald S. Duerson, Paul F. Faberman, Clifford A. Threlkeld
Hearing Site: San Francisco, CA
Checkmark Icon$87,432

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