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FINRA Awards for Paul F. Faberman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0114505/27/2011Claimant(s): Jason H. Solomon and Janet Solomon Trust
Claimant Lawyers(s): Mitchell S. Ostwald
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Paul F. Faberman, Peter H. Daly, Herbert L. Brown
Hearing Site: San Francisco, CA
Checkmark Icon$428,800
09-0554203/08/2011Claimant(s): Arthur Cargill, Maryann Cargill, Cargill-Beacon Point, Cargill-Mansell Plaza
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): James Files
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Donald S. Duerson, Paul F. Faberman, Clifford A. Threlkeld
Hearing Site: San Francisco, CA
Checkmark Icon$87,432
06-0449610/24/2007Claimant(s): Henry Stockman
Claimant Lawyers(s): William M. Ziering
Respondent(s): Bear, Stearns & Co. Inc.
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): Paul F. Faberman, Kathryn J. Toronto, Homer L. Davis
Hearing Site: San Francisco, CA

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