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FINRA Awards for Scott Hood

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0119612/18/2018Claimant(s): Scott Hood
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Judy Louie, Randi P. Spallina
Arbitrator(s): Herbert Liberman
Hearing Site: San Diego, CA
17-0050910/13/2017Claimant(s): Scott Hood
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi P. Spallina
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA

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