| 16-03579 | 11/14/2017 | Claimant(s): Kenneth Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Steven L. Satter, Wendy L. Schueller
Arbitrator(s): Kevin C. Coleman
Hearing Site: Reno, NV
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| 16-03709 | 11/14/2017 | Claimant(s): Jennifer Grant
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janell M. Ahnert
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
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| 17-00371 | 11/14/2017 | Claimant(s): Robert Pippenger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services., The Prudential Insurance Company Of Amer
Respondent Lawyers(s): Alan S. Brodherson, Sydney Crowder
Arbitrator(s): Stuart K. Furman
Hearing Site: Nashville, TN
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| 17-00941 | 11/14/2017 | Claimant(s): Joseph Seidler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi P. Spallina
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
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| 17-00555 | 11/03/2017 | Claimant(s): J. Coghlan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi P. Spallina
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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| 17-00533 | 10/31/2017 | Claimant(s): Mark Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kurt T. Kalberer II.
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
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| 17-01141 | 10/30/2017 | Claimant(s): Lawrence Catena
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
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| 17-00626 | 10/25/2017 | Claimant(s): Kevin Wilson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): David F. Barrett
Hearing Site: Little Rock, AR
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| 17-00575 | 10/23/2017 | Claimant(s): Gregory Hayes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Elliot B. Platt
Hearing Site: Philadelphia, PA
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| 17-00096 | 10/21/2017 | Claimant(s): Steven Gilbert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates., Prime Capital Services.
Respondent Lawyers(s): Amy Napolitano, Ronald W. Sannicandro
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
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