FINRA Awards for Kathryn D. Perreault

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Displaying 21-30 out of 53 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02955	05/24/2021	Claimant(s): William Tomes Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Martin M. Van Luven Hearing Site: Jacksonville, FL
20-03194	04/29/2021	Claimant(s): Charles Miller Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc., Citicorp Investment Services Respondent Lawyers(s): Adam Kauff, Demian J. Betz, Kathryn D. Perreault Arbitrator(s): Martin A. Feigenbaum Hearing Site: Boca Raton, FL
20-02939	04/12/2021	Claimant(s): Christine Kelley Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL
20-03252	04/01/2021	Claimant(s): Gregory Katulka Claimant Lawyers(s): Kurt Kalberer Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Kathryn D. Perreault Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA
20-02581	03/29/2021	Claimant(s): Thomas Threlfall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY
20-02845	03/04/2021	Claimant(s): James Krantz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Sherri Lynne Kimmell Hearing Site: Atlanta, GA
20-02657	02/18/2021	Claimant(s): Everett Weinberger, William Giordano Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY
20-01493	12/17/2020	Claimant(s): Dennis Hall Claimant Lawyers(s): Susan M. Kelleher Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ
20-00996	09/17/2020	Claimant(s): Joshua Garrett Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL
19-03791	07/15/2020	Claimant(s): David Cohen Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Stuart K. Furman, Martin M. Van Luven, Thomas Roe Oldt Hearing Site: Orlando, FL