Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00401 | 09/10/2018 | Claimant(s): Bruce Ballard Claimant Lawyers(s): Michael Bessette Respondent(s): Morgan Stanley Respondent Lawyers(s): Todd A. Holeman Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 17-03365 | 08/31/2018 | Claimant(s): William Elson Claimant Lawyers(s): Michael Bessette Respondent(s): VSR Financial Services. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): M. W. Gear Hearing Site: Des Moines, IA | ||
| 18-00020 | 08/30/2018 | Claimant(s): Marlis Gilbert Claimant Lawyers(s): Michael Bessette Respondent(s): FSC Securities Corporation, VSR Financial Services. Respondent Lawyers(s): Bradley A. Fishman, Christina Vourakis Arbitrator(s): Michael J. Meeusen Hearing Site: Des Moines, IA | ||
| 17-03421 | 08/27/2018 | Claimant(s): Brian Behl Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Tracy L. Allen Hearing Site: Milwaukee, WI | ||
| 17-03085 | 08/08/2018 | Claimant(s): Larry Milton Claimant Lawyers(s): Michael Bessette Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 18-00997 | 07/24/2018 | Claimant(s): John Vento Claimant Lawyers(s): Michael Bessette Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 17-02636 | 07/23/2018 | Claimant(s): Jason Scheurer Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services, First Union Brokerage Services., Infinex Investments. Respondent Lawyers(s): Demian J. Betz, Gregg Breitbart Arbitrator(s): Gordon M. Wase Hearing Site: Philadelphia, PA | ||
| 17-03361 | 07/18/2018 | Claimant(s): Mark Kruman Claimant Lawyers(s): Michael Bessette Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 17-02512 | 07/09/2018 | Claimant(s): Dustin Aiguier Claimant Lawyers(s): Michael Bessette Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Brandon J. Brigham Arbitrator(s): Frank Sanclemente Hearing Site: Boston, MA | ||
| 17-03083 | 06/26/2018 | Claimant(s): John Adams Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Yvonne Brathwaite Burke Hearing Site: Los Angeles, CA |