Potomac Analytics' Logo

FINRA Awards for Los Angeles, CA

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 31-40 out of 830 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0115604/02/2024Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Michael Bessette
Respondent(s): LPL Financial LLC, First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Kelsey L. Vasko
Arbitrator(s): Robert Rosen
Hearing Site: Los Angeles, CA
23-0283204/02/2024Claimant(s): Richard Skelton
Claimant Lawyers(s): Chad Weaver
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
23-0146603/28/2024Claimant(s): Jeffrey Beaulieu
Claimant Lawyers(s): William Bean
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
23-0111703/22/2024Claimant(s): Saimir Prapaniku
Claimant Lawyers(s): William Bean
Respondent(s): Invest Financial Corporation, U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa, Eric A. Michaels
Arbitrator(s): Sandra L. Malek, Marc S. Joseph, Olivia J. Valentine
Hearing Site: Los Angeles, CA
23-0247303/15/2024Claimant(s): Marie Steinman
Claimant Lawyers(s): Robert J. Girard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
23-0175501/29/2024Claimant(s): Bryan Wilczewski
Claimant Lawyers(s): George C. Miller
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
23-0252501/23/2024Claimant(s): Alexander Phillips, Jordan Hayes
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
23-0156601/12/2024Claimant(s): Howard Hsieh
Claimant Lawyers(s): Christina Vourakis
Respondent(s): Cetera Investment Services.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
23-0137401/11/2024Claimant(s): Howard Hsieh
Claimant Lawyers(s): Christina Vourakis
Respondent(s): Cetera Investment Services.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
23-0079601/09/2024Claimant(s): Daniel Beech
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Western International Securities.
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Ronald L. Cameron, Alexandra M. Linden, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA

830 Results

Display: