Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03133 | 03/19/2021 | Claimant(s): Jeffrey Dorman Claimant Lawyers(s): David Harrison Respondent(s): Dorman Skorheim Wealth Management LLC Respondent Lawyers(s): Jeffrey J. Dorman Arbitrator(s): Alan Stamm Hearing Site: Los Angeles, CA | ||
| 20-02848 | 03/16/2021 | Claimant(s): Vera Daikovich Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 20-02988 | 03/11/2021 | Claimant(s): Troy Tremblay Claimant Lawyers(s): Bentley P. Stansbury Respondent(s): Centaurus Financial. Respondent Lawyers(s): Mike West Arbitrator(s): Edith N. Dinneen Hearing Site: Los Angeles, CA | ||
| 20-01919 | 03/08/2021 | Claimant(s): William Lenihan Claimant Lawyers(s): William O. Lenihan Respondent(s): TCFG Wealth Management Respondent Lawyers(s): Deetra Tesla Arbitrator(s): Sandra L. Malek Hearing Site: Los Angeles, CA | ||
| 18-00556 | 03/05/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Edward Swigert Respondent Lawyers(s): David Jacobs Arbitrator(s): Sheldon M. Jaffe, Kendall C. Reed, Frank Cronin Hearing Site: Los Angeles, CA | ||
| 20-02990 | 03/05/2021 | Claimant(s): Troy Tremblay Claimant Lawyers(s): Bentley P. Stansbury Respondent(s): Centaurus Financial. Respondent Lawyers(s): Mike West Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 19-00339 | 02/25/2021 | Claimant(s): Michelle Marquez Claimant Lawyers(s): Philip M. Aidikoff Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-01053 | 02/24/2021 | Claimant(s): Christine Tang Claimant Lawyers(s): Chelsea Masters Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 20-01838 | 02/04/2021 | Claimant(s): James Peters Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Centaurus Financial., Northwestern Mutual Investment Services Respondent Lawyers(s): Michael Thomas West, Thomas K. Anderson Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 20-02154 | 01/26/2021 | Claimant(s): James Regitz Jr. Claimant Lawyers(s): Harris Freedman Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA |