| 20-01845 | 05/19/2021 | Claimant(s): Edward Blacka
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): John James McGovern
Hearing Site: Pittsburgh, PA
| | |
| 20-01844 | 05/10/2021 | Claimant(s): Edward Blacka
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselski
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
| | |
| 20-02655 | 05/06/2021 | Claimant(s): Everett Weinberger
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Jay Alan Kranis
Hearing Site: New York, NY
| | |
| 20-02370 | 05/04/2021 | Claimant(s): Bret LaPorte
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Workman Securities Corporation
Respondent Lawyers(s): Dana Vietor
Arbitrator(s): Mark Stuart Gurevitz
Hearing Site: Hartford, CT
| | |
| 20-01390 | 04/30/2021 | Claimant(s): Aret Gugin
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Global Arena Capital Corp., S.W. Bach & Company
Respondent Lawyers(s): Barbara Desiderio, Scott Shapiro
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
| | |
| 20-01992 | 04/22/2021 | Claimant(s): Christopher Wright
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Northwestern Mutual Investment Services
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Kim L. Kirn
Hearing Site: St. Louis, MO
| | |
| 20-02763 | 04/21/2021 | Claimant(s): Timothy Hassell
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Kevin Lee
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | |
| 20-02765 | 04/20/2021 | Claimant(s): Timothy Hassell
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Roth Capital Partners
Respondent Lawyers(s): Richard Platt
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | |
| 20-03106 | 04/16/2021 | Claimant(s): George Koulouris
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Halden R. Schwallie
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Syracuse, NY
| | |
| 20-01997 | 04/10/2021 | Claimant(s): Glen Ringwall, Mark Manion
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Michael J. Meeusen
Hearing Site: Milwaukee, WI
| | |
