| 17-02798 | 06/15/2018 | Claimant(s): David Levine
Claimant Lawyers(s): David I. Hantman
Respondent(s): Ameriprise Financial Services., UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono, Howard M. Klausmeier
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
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| 17-02248 | 06/14/2018 | Claimant(s): Michael Pohlod
Claimant Lawyers(s): Owen Harnett
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 17-02213 | 06/12/2018 | Claimant(s): Todd Hubley
Claimant Lawyers(s): James E. Heavey
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael Zaretsky
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
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| 16-02681 | 06/08/2018 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): James Duncombe
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): A. Joel Klein, Rosa Linda Guadarrama, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
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| 17-00828 | 05/02/2018 | Claimant(s): Eric Korhut
Claimant Lawyers(s): David J Weaver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael J. Meeusen, Justin Henry McCarthy, G. Daniel Carney
Hearing Site: Pittsburgh, PA
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| 16-01831 | 04/23/2018 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): William Barker
Respondent Lawyers(s): Philip J. Snyderburn
Arbitrator(s): Kenneth J. Bennett, John Berryman, Amanda M. Cole
Hearing Site: Jacksonville, FL
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| 17-01226 | 04/09/2018 | Claimant(s): Jeremy Walker
Claimant Lawyers(s): Brian D. Esenwein
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Danya W. Blair
Arbitrator(s): Kenneth R. Hanks, G. Maynard Green, Robert J. Gregory
Hearing Site: Dallas, TX
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| 17-01937 | 04/09/2018 | Claimant(s): Bradley Fischer
Claimant Lawyers(s): Owen Harnett
Respondent(s): LPL Financial LLC, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton, Jon D. Kaplon
Arbitrator(s): Michael J. Meeusen
Hearing Site: Detroit, MI
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| 17-02331 | 03/29/2018 | Claimant(s): Charles Zhang
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. Burns, Patrick R. Sughroue, Stephen D. Arkwright
Hearing Site: Detroit, MI
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| 17-01821 | 03/15/2018 | Claimant(s): Ryan Callaway
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Philip E. Cutler
Hearing Site: Anchorage, AK
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