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FINRA Awards for Kenneth R. Hanks

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0122604/09/2018Claimant(s): Jeremy Walker
Claimant Lawyers(s): Brian D. Esenwein
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Danya W. Blair
Arbitrator(s): Kenneth R. Hanks, G. Maynard Green, Robert J. Gregory
Hearing Site: Dallas, TX
08-0113501/30/2009Claimant(s): Jason Coulter
Claimant Lawyers(s): Jason Coulter
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert L. Yeager, Kenneth R. Hanks, Corbet F. Bryant
Hearing Site: Dallas, TX

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