Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02309 | 12/12/2023 | Claimant(s): John Loughran Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY | ||
| 22-00491 | 12/04/2023 | Claimant(s): Doris Mctyre Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Amanda Scipione, Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Thomas Michael Genovese, James Reiman, Floyd A Bednarz Hearing Site: Chicago, IL | ||
| 23-02308 | 12/04/2023 | Claimant(s): Eric Wittenberg Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 23-02218 | 10/13/2023 | Claimant(s): Jeffrey Klotz Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY | ||
| 23-02022 | 10/03/2023 | Claimant(s): Charles Teixeira Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 23-01781 | 09/29/2023 | Claimant(s): Nancy Gabany Claimant Lawyers(s): David I. Hantman Respondent(s): Comerica Securities Respondent Lawyers(s): Susan C. Nystrom Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 22-02818 | 09/27/2023 | Claimant(s): Christopher Aitken, Roy Tonning Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 23-01723 | 09/11/2023 | Claimant(s): Adam Epstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Kent L. Benziger Hearing Site: New York, NY | ||
| 23-01102 | 09/01/2023 | Claimant(s): Brian Donaldson, Frank Baldwin Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 23-01165 | 08/25/2023 | Claimant(s): Lashell Lentz Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI |