| 22-02757 | 09/01/2023 | Claimant(s): Kristi Trowbridge, Steve Trowbridge
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Robert Abrams
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
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| 22-02755 | 07/10/2023 | Claimant(s): Thomas Casolaro
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): G. Robert Abrams
Arbitrator(s): Robert G. Falbisaner
Hearing Site: Boca Raton, FL
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| 21-00449 | 11/12/2021 | Claimant(s): Jude Offiah
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Woodbury Financial Services., Tandem Securities.
Respondent Lawyers(s): James V. Noblett, Kristopher Miller
Arbitrator(s): Lynne M. Gomez
Hearing Site: Oklahoma City, OK
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| 20-02187 | 03/24/2021 | Claimant(s): Donald Adkins
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Richard S. Zaifert
Hearing Site: Raleigh, NC
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| 20-01903 | 03/12/2021 | Claimant(s): James Shoffner
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
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| 20-01838 | 02/04/2021 | Claimant(s): James Peters
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Centaurus Financial., Northwestern Mutual Investment Services
Respondent Lawyers(s): Michael Thomas West, Thomas K. Anderson
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
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| 20-01623 | 02/01/2021 | Claimant(s): Adam Way
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Northwestern Mutual Investment Services
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
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| 20-01758 | 12/23/2020 | Claimant(s): Richard Eller
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
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| 20-01804 | 12/01/2020 | Claimant(s): Brian Walsh
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Ameritas Investment Company
Respondent Lawyers(s): Andrea D. Snowden
Arbitrator(s): John F. Burns
Hearing Site: Philadelphia, PA
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| 20-00572 | 09/16/2020 | Claimant(s): Dean Schockling
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Robert J. Scafuri
Hearing Site: Columbus, OH
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