Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00484 | 09/18/2020 | Claimant(s): John Ohl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gleacher & Company Securities. Respondent Lawyers(s): Annis Kwok Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 20-00563 | 09/14/2020 | Claimant(s): John Zitzmann Claimant Lawyers(s): Kurt T Kalberer Respondent(s): Prudential Equity Group, Morgan Stanley Respondent Lawyers(s): Andrew Gelfand, Anthony Paduano Arbitrator(s): Michael P. Breton Hearing Site: Boston, MA | ||
| 19-03669 | 08/14/2020 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John McGuire Respondent(s): David Hume Respondent Lawyers(s): John E. Sutherland Arbitrator(s): Catherine M. Gallagher Hearing Site: Boston, MA | ||
| 19-02687 | 07/22/2020 | Claimant(s): Jon Bicknell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 20-01006 | 07/09/2020 | Claimant(s): Ameriprise Financial Services Claimant Lawyers(s): Louis M. Ciavaarra Respondent(s): Paul Stanford Respondent Lawyers(s): Paul Stanford Arbitrator(s): Michael P. Breton Hearing Site: Boston, MA | ||
| 19-03522 | 06/24/2020 | Claimant(s): C Hoilman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MHA Financial Corp. Respondent Lawyers(s): William Hoilman Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 20-00667 | 06/18/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Scott Whittemore Respondent Lawyers(s): Scott Robert Whittemore Arbitrator(s): Gene M. Bauer Hearing Site: Boston, MA | ||
| 19-02150 | 04/09/2020 | Claimant(s): Amy Loughran Claimant Lawyers(s): Walter J. Korzeniowski Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John B. Clark Arbitrator(s): Mary E. Bassett Hearing Site: Boston, MA | ||
| 19-02861 | 04/03/2020 | Claimant(s): Terence Hunt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 19-01944 | 04/02/2020 | Claimant(s): Gregory Pinto Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA |