Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02754 | 08/30/2024 | Claimant(s): Michael Beard Claimant Lawyers(s): Peter Lindholm Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Denver, CO | ||
| 23-02829 | 08/06/2024 | Claimant(s): Augustine Choi Claimant Lawyers(s): Peter Lindholm Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Thomas R. Watkins Hearing Site: Los Angeles, CA | ||
| 23-01453 | 08/06/2024 | Claimant(s): Jeffery Sorensen Claimant Lawyers(s): Peter Lindholm Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 23-02821 | 08/02/2024 | Claimant(s): Joseph Liana Claimant Lawyers(s): Peter Lindholm Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): James M. Rhodes Hearing Site: New York, NY | ||
| 23-02896 | 07/18/2024 | Claimant(s): Thomas Charmley Claimant Lawyers(s): Peter Lindholm Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 24-00039 | 06/18/2024 | Claimant(s): Luca Laino Claimant Lawyers(s): Peter Lindholm Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 23-02858 | 06/14/2024 | Claimant(s): Amy Duncan Claimant Lawyers(s): Peter Lindholm Respondent(s): Moloney Securities Co.. Respondent Lawyers(s): Matthew D. Turner Arbitrator(s): Adam Michael Porter Hearing Site: Denver, CO | ||
| 23-02852 | 06/14/2024 | Claimant(s): Kevin Kingston Claimant Lawyers(s): Peter Lindholm Respondent(s): Mutual Service Corporation, Valmark Securities. Respondent Lawyers(s): David Freniere, Neil D. Petkovic Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-02868 | 06/13/2024 | Claimant(s): Ankit Sahu Claimant Lawyers(s): Peter Lindholm Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA | ||
| 23-02960 | 06/03/2024 | Claimant(s): Eric Duncan Claimant Lawyers(s): Peter Lindholm Respondent(s): Moloney Securities Co.. Respondent Lawyers(s): Matthew D. Turner Arbitrator(s): Michael F. Jordan Hearing Site: Denver, CO |