| 20-02963 | 06/14/2021 | Claimant(s): Shannon Klug
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Royal Alliance Associates., Hantz Financial Services.
Respondent Lawyers(s): David J. Shea, Eric A. Michaels
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
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| 20-01361 | 05/14/2021 | Claimant(s): Coastal Equities.
Claimant Lawyers(s): Francis Skinner
Respondent(s): Sam Aziz
Respondent Lawyers(s): Robert J. Beggs
Arbitrator(s): Robert J. Scafuri, Ross Tulman, Nelson E. Genshaft
Hearing Site: Columbus, OH
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| 20-03116 | 05/14/2021 | Claimant(s): Shaun Nicholson
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cincinnati, OH
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| 20-01560 | 04/22/2021 | Claimant(s): James Williams
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
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| 20-02816 | 04/09/2021 | Claimant(s): John Moriarty
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American General Securities Incorporated
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert J. Scafuri
Hearing Site: St. Louis, MO
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| 20-02442 | 01/25/2021 | Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Thomas Rohan
Respondent Lawyers(s): Thomas Patrick Rohan
Arbitrator(s): Robert J. Scafuri
Hearing Site: Buffalo, NY
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| 20-01638 | 11/17/2020 | Claimant(s): Douglas Bray
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Robert J. Scafuri
Hearing Site: Milwaukee, WI
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| 19-02502 | 11/04/2020 | Claimant(s): Vanessa Scott
Claimant Lawyers(s): Vanessa S. Scott
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jenny Goltz
Arbitrator(s): Robert J. Scafuri, Nancy R. Papo, Sandra Jo Baumchen
Hearing Site: Detroit, MI
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| 19-01511 | 10/14/2020 | Claimant(s): Charlotte Chase
Claimant Lawyers(s): John M. Petrisek
Respondent(s): David Smith, Donald Smith, Provident Private Capital Partners.
Respondent Lawyers(s): Eric J. Purchase, G. Clinton Kelley
Arbitrator(s): Robert J. Scafuri, Kenneth Alan Eisner, Peter Vincent Marcoline
Hearing Site: Pittsburgh, PA
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| 20-00572 | 09/16/2020 | Claimant(s): Dean Schockling
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Robert J. Scafuri
Hearing Site: Columbus, OH
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