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FINRA Awards for Thomas Patrick Rohan

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0244201/25/2021Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Thomas Rohan
Respondent Lawyers(s): Thomas Patrick Rohan
Arbitrator(s): Robert J. Scafuri
Hearing Site: Buffalo, NY

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