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FINRA Awards for LLLP

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0064708/16/2023Claimant(s): Susquehanna Financial Group, LLLP, Susquehanna International Group, LLP
Claimant Lawyers(s): Roni Mathew
Respondent(s): Mitchell Martin
Respondent Lawyers(s): Mitchell Martin
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
19-0180403/13/2020Claimant(s): Todd Gregory
Claimant Lawyers(s): Nathan Lamb
Respondent(s): D.H. Hill Securities, LLLP
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Susan L. Walker
Hearing Site: Kansas City, MO
17-0260502/22/2018Claimant(s): Susquehanna Financial Group, LLLP, Susquehanna International Group, LLP
Claimant Lawyers(s): Caron Alberts
Respondent(s): Bin Dong
Respondent Lawyers(s): Bin Dong
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
13-0208008/06/2014Claimant(s): Susquehanna Financial Group, LLLP
Claimant Lawyers(s): M. Norman Goldberger
Respondent(s): David Gingeleskie, Deutsche Bank Securities.
Respondent Lawyers(s): Steven Castaldo
Arbitrator(s): Richard J. Paley, Anna M. Fanelli, Howard Weitz
Hearing Site: New York, NY
12-0055010/15/2012Claimant(s): Alessandra Rosenfeld
Claimant Lawyers(s): Alessandra Rosenfeld
Respondent(s): Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Caron L. Alberts
Arbitrator(s): Irwin Kahn, David Finnegan, Thomas Naylor
Hearing Site: New York, NY
10-0097704/20/2011Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Rachael Rothman, Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Laura E. Krabill
Arbitrator(s): David N. Brainin, Judith Fields Jurney, Judith C. Greene
Hearing Site: New York, NY
07-0359310/23/2008Claimant(s): Thomas Holmes
Claimant Lawyers(s): Kevin Thomas Hoffman
Respondent(s): Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Andrew C. Curley
Arbitrator(s): Philip S. Cottone, Sean M. Sweeney, L. Martin Miller
Hearing Site: Philadelphia, PA
05-0628109/26/2008Claimant(s): Charles Salfity
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Scott Householder, Todd Bergeron, The Householder Group, LLLP
Respondent Lawyers(s): David H. Carmichael, David Carmichael
Arbitrator(s): Robert J. Ruben, A. Joel Klein, James M. Goldberg
Hearing Site: Los Angeles, CA

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