Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01736 | 03/09/2022 | Claimant(s): Monique Morrison Claimant Lawyers(s): Samantha Pastor Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-03039 | 10/26/2021 | Claimant(s): Roger Follis Claimant Lawyers(s): Tosh Grebenik Respondent(s): Robertson Stephens. Respondent Lawyers(s): Vincent V. Mulcahy Arbitrator(s): Helen Marinak Blohm Hearing Site: Washington, DC | ||
| 20-02793 | 09/09/2021 | Claimant(s): Robert Ryan Claimant Lawyers(s): Zachary Morse Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-02995 | 07/06/2021 | Claimant(s): Bin Zhai Claimant Lawyers(s): Chelsea Masters Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-02991 | 05/25/2021 | Claimant(s): Kirk Mandlin Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-02673 | 03/18/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian Harlan Arbitrator(s): Helen Marinak Blohm Hearing Site: Cheyenne, WY | ||
| 20-01580 | 11/17/2020 | Claimant(s): Jeffrey Deboer Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Joe Tully Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 19-03707 | 11/12/2020 | Claimant(s): Stan Leavitt Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-02373 | 11/06/2020 | Claimant(s): Kurt Maier Claimant Lawyers(s): David I. Hantman Respondent(s): J.P. Morgan Securities Inc Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-00441 | 07/24/2020 | Claimant(s): Jane Scarbrough Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA |