| 23-01722 | 03/20/2024 | Claimant(s): William Perera
Claimant Lawyers(s): William Rohan Harin Perera
Respondent(s): Vista Point Advisors
Respondent Lawyers(s): Julie A. Totten
Arbitrator(s): Mitchell S. Ostwald, Jonathan H. Krotinger, Wendi Lee Eckardt
Hearing Site: San Francisco, CA
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| 23-01488 | 03/01/2024 | Claimant(s): Thomas Smith
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Edward Jones
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
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| 22-01108 | 05/30/2023 | Claimant(s): Mihir Jobalia
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): KPMG Corporate Finance LLC
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
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| 21-00097 | 07/25/2022 | Claimant(s): Shawn Waked, Theresa Stone, Maestro Global
Claimant Lawyers(s): Reagan D. Pratt
Respondent(s): Raymond James Financial Services., Securities America., Jane Terry, Kathleen Kerr, Kirk Bell, Timothy Rivera
Respondent Lawyers(s): Gregory M. Curley, Peter S. Fruin, Scott C. Matasar
Arbitrator(s): Helen Marinak Blohm, Gene R Thornton, Jonathan H. Krotinger
Hearing Site: Albuquerque, NM
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| 20-01393 | 06/22/2021 | Claimant(s): Anil Gulati
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Woodbury Financial Services., AXA Advisors
Respondent Lawyers(s): Chad Weaver, Michael Bryant
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
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| 19-03679 | 03/10/2021 | Claimant(s): Kyra Kizirian
Claimant Lawyers(s): Kyra L Kizirian
Respondent(s): LPL Financial LLC, Eric Young, Keith Schmidt
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Lester Friedman, Jonathan H. Krotinger, Wendi Lee Eckardt
Hearing Site: San Francisco, CA
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| 19-00904 | 08/31/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert B Ericson
Respondent(s): Mark Ervin
Respondent Lawyers(s): Brennan H. Moss
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
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| 18-03964 | 10/02/2019 | Claimant(s): Rodney Furniss
Claimant Lawyers(s): Steven J. Wright
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Boise, ID
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| 18-02773 | 09/05/2019 | Claimant(s): Scott Hultsman
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Timothy A. Menezes
Arbitrator(s): James R. Dickson, Jonathan H. Krotinger, Michael Lancaster Garcia
Hearing Site: San Francisco, CA
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| 18-02334 | 11/21/2018 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Robert Norton
Respondent Lawyers(s): Robert Telford Norton
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Portland, OR
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