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FINRA Awards for Barclays Capital Inc.

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Displaying 41-50 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0082102/18/2015Claimant(s): Ileana Platt, Rafael Urquidi
Claimant Lawyers(s): Jacob W. Buchdahl
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Jerrold Levine, Andrea R. Jacobs, Glenn Franklin Fuller
Hearing Site: Miami, FL
12-0296410/03/2014Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Jeffrey N. Goldberg
Respondent(s): Lawrence Digioia, Matthew Celenza
Respondent Lawyers(s): Jeffrey K. Riffer
Arbitrator(s): Herbert Leslie Greenberg, Theresa Y. Hu, Richard J. Stall
Hearing Site: Los Angeles, CA
13-0288409/26/2014Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Coren H. Stern
Respondent(s): Matthew Burton
Respondent Lawyers(s): Matthew Burton
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
14-0057009/09/2014Claimant(s): Josef Najar
Claimant Lawyers(s): David Robbins
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Martin Jay Siegel, George Sommerfeld, Carol Maria Luttati
Hearing Site: New York, NY
12-0220108/26/2014Claimant(s): Bradley Berdow, Christopher Crowson
Claimant Lawyers(s): Philip M. Aidikoff
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Vincent J. Natoli, James M. Goldberg, Herbert Siegfried Emmrich
Hearing Site: Los Angeles, CA
13-0076207/31/2014Claimant(s): Ritankar Pal
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): David J. Weisenfeld, Jay Alan Kranis, Michael J. Contrastano
Hearing Site: New York, NY
12-0060101/16/2014Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Ian Lowitt, Martin Courage, Mitchell Cox, Preston McSwain, Stephen Houston, Thomas Kalaris, Barclays Bank PLC
Respondent Lawyers(s): David G. Russell, Lisa G. Arrowood
Arbitrator(s): Christine Armstrong, Tom L. Peterson, Steven S. Manos
Hearing Site: Boston, MA
13-0033711/15/2013Claimant(s): Dong Lee
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Martin Jay Siegel, Walter Michael Mathews, Joanne Basso Mack
Hearing Site: New York, NY
12-0211610/31/2013Claimant(s): Richard Silver
Claimant Lawyers(s): John D. Singer
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kenneth Ashton
Arbitrator(s): Glen R. Stifelman, Eugene G. P. Byrne, Roger L Gavan
Hearing Site: New York, NY
12-0245309/19/2013Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Patrick G. King
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Frank Samuelsohn, Susan L. Walker, Marcia Bonita Gevers
Hearing Site: Chicago, IL

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