| 22-00840 | 02/14/2023 | Claimant(s): Christopher Falconer
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jack Friedman, Sandra Holtzman, Marc B Adelman
Hearing Site: Jersey City, NJ
| | |
| 21-02604 | 07/22/2022 | Claimant(s): Paul Habib
Claimant Lawyers(s): Paul George Habib
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Jack Friedman, Dean Burrell, Jason Pickholz
Hearing Site: Jersey City, NJ
| | |
| 19-03183 | 04/06/2020 | Claimant(s): Marc Strafaci
Claimant Lawyers(s): Mitra E. Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Jack Friedman
Hearing Site: Newark, NJ
| | |
| 19-01797 | 02/03/2020 | Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Ricardo Urrutia
Respondent Lawyers(s): Ricardo Enrique Urrutia
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
| | |
| 19-00750 | 12/05/2019 | Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Jack Friedman, Marvin L. Schuldiner, Richard Morse
Hearing Site: Newark, NJ
| | |
| 19-01705 | 12/05/2019 | Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): David Schrank
Respondent Lawyers(s): David Jay Schrank
Arbitrator(s): Jack Friedman
Hearing Site: Newark, NJ
| | |
| 18-02326 | 08/13/2019 | Claimant(s): Thomas Durney
Claimant Lawyers(s): Blaine Bortnick
Respondent(s): SMBC Nikko Securities America.
Respondent Lawyers(s): Alnisa S. Bell
Arbitrator(s): Jack Friedman, Martin Deignan Dehler, Tina Eskreis Nelson
Hearing Site: New York, NY
| | |
| 17-02925 | 05/10/2018 | Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, First Montauk Securities Corp., Josephthal & Co..
Respondent Lawyers(s): Fred N. Knopf, John T. McGuire, Robert I. Rabinowitz
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
| | |
| 15-01484 | 04/04/2018 | Claimant(s): Euro Pacific Capital.
Claimant Lawyers(s): Rachael Kierych
Respondent(s): Oppenheimer & Co. Inc.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Robert J. Kheel, Jack Friedman, Jerry M. Greenspan
Hearing Site: New York, NY
| | |
| 17-01479 | 03/08/2018 | Claimant(s): S2K Financial LLC
Claimant Lawyers(s): Joseph V. Moreno
Respondent(s): John Napoleone
Respondent Lawyers(s): Amy Beckstand
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
| | |
