Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03589 | 06/19/2020 | Claimant(s): Jacob Fitzgerald Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 20-00512 | 06/16/2020 | Claimant(s): Cody Overstreet Claimant Lawyers(s): Scott Holcomb Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P Nicholson Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | ||
| 19-02877 | 06/08/2020 | Claimant(s): William Laheta Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Peter Ordower Hearing Site: Chicago, IL | ||
| 19-02661 | 05/07/2020 | Claimant(s): Patricia Loris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Laurel A. Whelan Arbitrator(s): Donald M. Thompson Hearing Site: Chicago, IL | ||
| 20-00115 | 04/30/2020 | Claimant(s): World Equity Group. Claimant Lawyers(s): Matthew C. Boba Respondent(s): Victoria Midstream LLC Respondent Lawyers(s): Corporate Office Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 19-02585 | 04/09/2020 | Claimant(s): William Laheta Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Prudential Equity Group Respondent Lawyers(s): Anthony Paduano Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL | ||
| 17-02177 | 04/08/2020 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Rajesh Gupta Respondent Lawyers(s): Aaron Maduff Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 19-02899 | 03/26/2020 | Claimant(s): Louis Stough, Martin Guerra Claimant Lawyers(s): James A. McGovern Respondent(s): Reliance Worldwide Investments Respondent Lawyers(s): Barry F. MacEntee Arbitrator(s): Peter Ordower, Stuart D. Summers, Scott Hartnett Godish Hearing Site: Chicago, IL | ||
| 19-02391 | 03/23/2020 | Claimant(s): Roch Tranel Claimant Lawyers(s): Kathy M. Klock Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Liza Perlow Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | ||
| 16-03756 | 03/14/2020 | Claimant(s): Daniel Jakuta, David Heide, John Golen, Mark Anderson Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Mark L Miller, Arne R. Rode, Alfonso Cobb Hearing Site: Chicago, IL |