| 18-00249 | 06/19/2018 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Michael D Bressan
Respondent(s): Daniel Abel
Respondent Lawyers(s): Ronald Angerer
Arbitrator(s): Ken Ziesenheim, Cecelia Dianne Jefferson, Bryan Robert Rendzio
Hearing Site: Jacksonville, FL
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| 16-01831 | 04/23/2018 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): William Barker
Respondent Lawyers(s): Philip J. Snyderburn
Arbitrator(s): Kenneth J. Bennett, John Berryman, Amanda M. Cole
Hearing Site: Jacksonville, FL
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| 17-02295 | 04/17/2018 | Claimant(s): Matthew Turner
Claimant Lawyers(s): Eric Litow
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
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| 16-03624 | 03/19/2018 | Claimant(s): Travis Barnes, Barnes Benefit Consultants, Barnes Capital Advisors, Barnes Holdings.
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Miron Allen, Allen Mooney & Barnes Brokerage Services, Allen Mooney & Barnes Client Services, Allen Mooney & Barnes Investment Advisor
Respondent Lawyers(s): Peter N. Farley
Arbitrator(s): Roger W. Van Deusen, Gerald Thomas Harper, Daniel Patrick Gimmy
Hearing Site: Jacksonville, FL
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| 17-01732 | 03/16/2018 | Claimant(s): Daniel Ciez
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Fairchild Financial Group., First Allied Securities.
Respondent Lawyers(s): Domingas Tavares, Jeremy Wooden
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
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| 17-01866 | 01/29/2018 | Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Richard R. Logsdon, Gerald Thomas Harper, Joseph Albert Sharpe
Hearing Site: Jacksonville, FL
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| 15-01423 | 09/30/2016 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn D. Shaw
Respondent(s): William Van Ormer
Respondent Lawyers(s): William A. Van Ormer
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Jacksonville, FL
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| 14-03548 | 03/11/2016 | Claimant(s): Moritz Mews
Claimant Lawyers(s): Brian Horwitz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Thomas F. Shine
Hearing Site: Jacksonville, FL
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| 11-01338 | 10/15/2015 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joel E. Davidson
Respondent(s): Daniel Bushey
Respondent Lawyers(s): Robert E. Manchester
Arbitrator(s): Cindy L. Anderson, Anne H. Orr, George Davenport
Hearing Site: Jacksonville, FL
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| 11-01964 | 06/16/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Susan Jefferbaum Beck, Robert H. Nelson, Daniel P. Lund
Hearing Site: Jacksonville, FL
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