20-02486 | 04/26/2024 | Claimant(s): Rebecca Timmerman, Sherry Baker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): David E. Crawford Hearing Site: St. Louis, MO
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23-02033 | 11/17/2023 | Claimant(s): Charles Reimer Claimant Lawyers(s): James P. Galvin Respondent(s): Citizens Securities. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Thomas E Kopil, Arthur Traldi, Michael Daniel Lamm Hearing Site: Philadelphia, PA
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23-00488 | 10/17/2023 | Claimant(s): David Carlor Claimant Lawyers(s): David Carlor Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Ernest Edward Badway, Loretta Yin, Richard H Leitman Hearing Site: Jersey City, NJ
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22-00949 | 08/07/2023 | Claimant(s): Sean Caplen Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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22-00465 | 02/02/2023 | Claimant(s): Jennifer Johnston Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA
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22-00036 | 10/25/2022 | Claimant(s): Justin Neubauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Richard Gee Hearing Site: New York, NY
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21-01661 | 10/13/2022 | Claimant(s): Joseph Pietrykowski Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Santander Securities LLC Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Richard W. Cutler, Linda Ashley, Jerome Francis Cangialosi Hearing Site: New York, NY
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21-01005 | 06/10/2022 | Claimant(s): Achilleas Psihudakis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Josian Antoine Hearing Site: New York, NY
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21-01567 | 05/25/2022 | Claimant(s): Sandhya Kalkunte Claimant Lawyers(s): Sandhya Sandy Kalkunte Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Mary E. Bassett Hearing Site: Boston, MA
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20-03520 | 03/15/2021 | Claimant(s): Sean Dobranich Claimant Lawyers(s): James P. Galvin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Mary M. O'Neil, Nicholas John Reiter, William Ogburn Huggins Hearing Site: Las Vegas, NV
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