| 23-03477 | 09/05/2024 | Claimant(s): Charles Sonnenblick, Mark Sonnenblick
Claimant Lawyers(s): Thomas Perry
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
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| 23-02912 | 07/22/2024 | Claimant(s): Steven Maher
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): American Portfolios Financial Srvs., Next Financial Group.
Respondent Lawyers(s): Jennifer R. Cox, John T. Unger
Arbitrator(s): Denise L. Quarles, Leslie Ruth Nydick, Jennifer K. Adams
Hearing Site: Jersey City, NJ
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| 23-02789 | 06/12/2024 | Claimant(s): Kyle Gardner
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): SCF Securities.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 22-00868 | 12/06/2022 | Claimant(s): Stephen Williams
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): NEXT Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Harvey R. Linder, Nathan Allen Collins, Cynthianther May
Hearing Site: Birmingham, AL
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| 20-00067 | 11/29/2021 | Claimant(s): Gary Deardorff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): LPL Financial LLC, Next Financial Group.
Respondent Lawyers(s): John T. Unger, Sara B. Davis
Arbitrator(s): Michael Kelley
Hearing Site: Phoenix, AZ
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| 20-02800 | 05/21/2021 | Claimant(s): Ying Zhao
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
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| 20-03395 | 04/30/2021 | Claimant(s): Jude DiGidio, Kevin Blondina
Claimant Lawyers(s): Thomas Perry
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
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| 20-01348 | 12/17/2020 | Claimant(s): Andrew Butler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Woodbury Financial Services., Next Financial Group.
Respondent Lawyers(s): James V. Noblett, John T. Unger, Kelsey Vasko
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
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| 20-01406 | 12/10/2020 | Claimant(s): Michael Lomas
Claimant Lawyers(s): Harry Meyer
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Buffalo, NY
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| 20-00570 | 08/25/2020 | Claimant(s): Eugene Long
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
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