| 23-03373 | 08/22/2024 | Claimant(s): Vincent Gramuglia
Claimant Lawyers(s): Vincent Gramuglia
Respondent(s): Stephen Kyne, Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Kenneth Dymond
Hearing Site: Albany, NY
|  | $0 |
| 21-01695 | 11/10/2021 | Claimant(s): Beth Willer
Claimant Lawyers(s): Beth L. Willer
Respondent(s): Stefan Reddrick, Next Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $163 |
| 17-00867 | 03/14/2018 | Claimant(s): Dirk Rabenold
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Kerry Montgomery, Next Financial Group.
Respondent Lawyers(s): John T. Unger, Robert Rex
Arbitrator(s): Robert A. Sauerberg, Elena G. Rodriguez, Richard W. Epstein
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-01680 | 02/08/2016 | Claimant(s): Mark Hennings
Claimant Lawyers(s): Stephanie Habelow
Respondent(s): Kevin Murphy, Next Financial Group., Visionary Asset Management.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Julian F. Santos
Hearing Site: Wilmington, DE
| | $300 |
| 10-00219 | 08/05/2010 | Claimant(s): Charles Stoveken
Claimant Lawyers(s): Charles B. Stoveken
Respondent(s): William Medlin, Equity Concepts, L.L.C., Sanders Morris Harris Inc.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Robert Charkovsky
Hearing Site: Richmond, VA
| | $4,818 |
