| 20-02393 | 03/11/2021 | Claimant(s): Brian Drolet
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Trenten P. Bausch
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
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| 20-02615 | 03/11/2021 | Claimant(s): Dwight Emanuelson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 20-02409 | 03/08/2021 | Claimant(s): Dodee Crockett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
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| 20-02621 | 02/18/2021 | Claimant(s): Randall Childress
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
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| 20-02379 | 02/16/2021 | Claimant(s): Matthew Mason
Claimant Lawyers(s): Stephan Louviere
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
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| 20-02262 | 01/15/2021 | Claimant(s): Gerald Hast
Claimant Lawyers(s): James P. Galvin
Respondent(s): Pro-Integrity Securities.
Respondent Lawyers(s): William Perry
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
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| 20-02329 | 01/14/2021 | Claimant(s): Leo Rodriguez
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Patricia Beaujean Lehtola
Hearing Site: Dallas, TX
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| 20-01350 | 01/11/2021 | Claimant(s): Douglas Wall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
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| 19-01048 | 12/31/2020 | Claimant(s): Dillon Pacholek
Claimant Lawyers(s): Cody L. Towns
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah E. Moffett
Arbitrator(s): Karen Roberts Washington, Phyllis Sandra Hill, Alonso Buitron
Hearing Site: Dallas, TX
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| 20-01348 | 12/17/2020 | Claimant(s): Andrew Butler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Woodbury Financial Services., Next Financial Group.
Respondent Lawyers(s): James V. Noblett, John T. Unger, Kelsey Vasko
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
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