Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02425 | 04/28/2022 | Claimant(s): Gerald Fasanella Claimant Lawyers(s): Gary Menzer Respondent(s): Cetera Advisors. Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): David L. Shores, Martin M. Van Luven, John Winslow Griesser Hearing Site: Orlando, FL | ||
| 20-02639 | 06/22/2021 | Claimant(s): John Petika Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 20-02955 | 05/24/2021 | Claimant(s): William Tomes Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Martin M. Van Luven Hearing Site: Jacksonville, FL | ||
| 20-02873 | 05/20/2021 | Claimant(s): Jeffrey Rogers Claimant Lawyers(s): Brian Luther Respondent(s): QA3 Financial Corp., United Planners' Financial Services Of A Respondent Lawyers(s): Dave Hauer, Stephen Wild Arbitrator(s): Martin M. Van Luven Hearing Site: Orlando, FL | ||
| 20-02693 | 05/17/2021 | Claimant(s): Travis Jennings Claimant Lawyers(s): Harris Freedman Respondent(s): Dempsey Lord Smith Respondent Lawyers(s): Joel R. Beck Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 20-00506 | 10/05/2020 | Claimant(s): Alan Douglass Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): Investacorp. Respondent Lawyers(s): Melissa Tarentino Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 20-00081 | 09/14/2020 | Claimant(s): William Gordon Claimant Lawyers(s): John Stewart Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 19-02598 | 07/23/2020 | Claimant(s): Mitchell Walk Claimant Lawyers(s): Harris Freedman Respondent(s): Kestra Investment Services, Llc Respondent Lawyers(s): Richard D'Amura Arbitrator(s): Martin M. Van Luven Hearing Site: Orlando, FL | ||
| 19-03791 | 07/15/2020 | Claimant(s): David Cohen Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Stuart K. Furman, Martin M. Van Luven, Thomas Roe Oldt Hearing Site: Orlando, FL | ||
| 19-03092 | 06/15/2020 | Claimant(s): Stephen Overton Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL |