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FINRA Awards for Martin M. Van Luven

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Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0418606/05/2023Claimant(s): Chad Tenkley IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
Checkmark IconExpungement
21-0095702/14/2023Claimant(s): David Barnett, Sara Barnett, DSB Financial Investments, David Barnett OBO his IRA, Sara Barnett OBO her IRA
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Martin M. Van Luven, Brian Campbell, Laura Susann Ukoli
Hearing Site: Tampa, FL
Checkmark IconExpungement
21-0020010/28/2022Claimant(s): Diane Jacobson, Jeffrey Jacobson
Claimant Lawyers(s): Christopher J. Moyen
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Martin M. Van Luven, Jessica Shaw, Jennifer Lavoie
Hearing Site: Tampa, FL
Checkmark Icon$0
18-0283905/13/2019Claimant(s): Marissa Zalay
Claimant Lawyers(s): E. LeBron Free
Respondent(s): UBS Financial Services Inc., Michael Cowan, Comerica Securities
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Darryl C. Wilson, Martin M. Van Luven, Oliver J. Janney
Hearing Site: Tampa, FL
Checkmark IconDismissed by Rule 12206/12504
15-0320401/22/2018Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): David Luger
Respondent(s): Ashok Mittal
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Martin M. Van Luven, Joseph John Mantione, Shannon Nicole Boyd
Hearing Site: Tampa, FL
Checkmark Icon$0
14-0367608/02/2016Claimant(s): Earl Schlegel, Virginia Schlegel
Claimant Lawyers(s): Earl J. Schlegel
Respondent(s): Ann Hollis, Merrill Lynch Pierce Fenner & Smith Inc., Mitzi Michaelson
Respondent Lawyers(s): Alex Sabo
Arbitrator(s): Martin M. Van Luven
Hearing Site: Jacksonville, FL
Checkmark Icon$0
12-0149709/08/2015Claimant(s): Thomas Strouse
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Linda M. Granata, Elena G. Rodriguez, Martin M. Van Luven
Hearing Site: Ft. Lauderdale, FL
Checkmark IconExpungement
13-0050506/10/2015Claimant(s): Adam M. Susser Special Needs Irrev. Trst
Claimant Lawyers(s): Leonard Haberman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Monica I. Salis, Will Murphy, Martin M. Van Luven
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0167803/25/2015Claimant(s): James P. Barry Flite Trust dtd 12/31/01
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Martin M. Van Luven, Marvin S. Lava, Sidney Turner
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0344505/31/2013Claimant(s): Louis J. Alimena, Trustee
Claimant Lawyers(s): William H Champlin
Respondent(s): Michael Barron
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): David M. Levine, Martin M. Van Luven, Sidney Turner
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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