Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00998 | 10/07/2021 | Claimant(s): Andrew Miller, Kory Lee Claimant Lawyers(s): Jonah A Toleno Respondent(s): USAA Investment Services Company Respondent Lawyers(s): Sarah E. Moffett Arbitrator(s): Joe E. Manuel Hearing Site: Atlanta, GA | ||
| 21-00061 | 10/06/2021 | Claimant(s): Michael Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-00569 | 10/01/2021 | Claimant(s): Amherst Pierpont Securities Claimant Lawyers(s): Anthony Paduano Respondent(s): Keith Wakefield Respondent Lawyers(s): Keith Wakefield Arbitrator(s): George Pinckney Shingler Hearing Site: Atlanta, GA | ||
| 20-02944 | 07/16/2021 | Claimant(s): Marcus Ashworth Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Chandler R. Bridges Hearing Site: Atlanta, GA | ||
| 20-03214 | 07/08/2021 | Claimant(s): Jason Seale Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): American Wealth Management. Respondent Lawyers(s): Joel R. Beck Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-02705 | 06/07/2021 | Claimant(s): Pamela Middleton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 20-03007 | 06/04/2021 | Claimant(s): Timothy Vanderver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Murphy Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-03958 | 06/01/2021 | Claimant(s): Jonathan Sard Claimant Lawyers(s): James P. Galvin Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Michael J. Ahlstrom, Judith Stilz Ogden, Brian Francis Pocock Hearing Site: Atlanta, GA | ||
| 20-03559 | 05/28/2021 | Claimant(s): Alexander Dancy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | ||
| 20-03205 | 04/16/2021 | Claimant(s): Kevin Higginbotham Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Mollie Wagner Neal Hearing Site: Atlanta, GA |