20-02425 | 04/28/2022 | Claimant(s): Gerald Fasanella Claimant Lawyers(s): Gary Menzer Respondent(s): Cetera Advisors. Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): David L. Shores, Martin M. Van Luven, John Winslow Griesser Hearing Site: Orlando, FL
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20-02518 | 02/26/2021 | Claimant(s): David Bennett Claimant Lawyers(s): Elaine M. Rice Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Robert M. Zimmerman Arbitrator(s): Joel F. Martineau, Thomas J. Patka, Howard B. Scherer Hearing Site: Tampa, FL
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18-04306 | 07/17/2019 | Claimant(s): Richard Kiesel Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America., Kestra Investment Services Respondent Lawyers(s): David J. Lehr, Tyler Schubauer Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, Carl Shechter Hearing Site: Boca Raton, FL
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17-00253 | 03/05/2019 | Claimant(s): James Hall Claimant Lawyers(s): Andre R. Perron Respondent(s): Michael Rees Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): Russell W. Merriman, Bryant Ashley Scriven, Leslie Ann Thornton Hearing Site: Tampa, FL
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15-02927 | 07/28/2016 | Claimant(s): Jack Wolff Claimant Lawyers(s): Joel Wertman Respondent(s): Securities America. Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): Patrick D. King, Gayle B. Carlson, Sydney E. Blum Hearing Site: Tampa, FL
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14-02244 | 04/21/2015 | Claimant(s): Todd Hoffman Claimant Lawyers(s): Elaine M. Rice Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Rebecca J. Nelson Arbitrator(s): Jerrold E. Slutzky, Richard S. Zaifert, Martin M. Van Luven Hearing Site: Tampa, FL
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14-02550 | 03/30/2015 | Claimant(s): Arthur Cooper, David Mcmanus Claimant Lawyers(s): Elaine M. Rice, George L. Guerra Respondent(s): Securities America. Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Helen Marinak Blohm, Laurel Littman Gothelf, Cynthia B. Stone Hearing Site: Los Angeles, CA
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14-01787 | 03/06/2015 | Claimant(s): Marc Wolff Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Carmen Brun Arbitrator(s): Richard S. Zaifert, Gayle B. Carlson, Sandra Dyne Sapp Hearing Site: Tampa, FL
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14-00194 | 08/22/2014 | Claimant(s): James Nagengast, Kevin Miller Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Carmen Brun Arbitrator(s): Robert G. Scott, Thomas J. Pleiss, Verne R. Gray Hearing Site: Omaha, NE
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13-03781 | 07/30/2014 | Claimant(s): James Nagengast Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Carmen Brun Arbitrator(s): Mark S. Foster, Henry R. Cox, Hollie M. Mason Hearing Site: Omaha, NE
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