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FINRA Awards for Deutsche Bank Securities.

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Displaying 11-20 out of 56 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0281908/27/2021Claimant(s): Timothy Zeng
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Anna Matsuo
Arbitrator(s): Joseph J. Arata, Richard W. Cutler, Bertrand Charles Sellier
Hearing Site: New York, NY
18-0421607/09/2021Claimant(s): Andrew Safran
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Paul R. Walsh, Richard A. Cini, Mitchell Regenbogen
Hearing Site: New York, NY
20-0326703/09/2021Claimant(s): Adam Yarnold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
20-0135001/11/2021Claimant(s): Douglas Wall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
19-0200004/08/2020Claimant(s): Insight Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): David G. Januszewski
Arbitrator(s): Leonard M. Bakal, Alice Holly Oshins, Raquel Kraus
Hearing Site: New York, NY
19-0015302/06/2020Claimant(s): Michael Tusing
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Gideon Mark
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
18-0273011/15/2019Claimant(s): Rahul Mahajan
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cameron Smith
Arbitrator(s): Howard J. Stiefel, Martin A. Edelstein, Eila Matt
Hearing Site: New York, NY
11-0013409/09/2019Claimant(s): Constantine Demopoulos, Michael Fontaine
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Deutsche Bank Securities., Deutsche Bank AG
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Ted M. Rosen, Mary Ellen Burns, Philip Rachmelowitz
Hearing Site: New York, NY
15-0297206/17/2019Claimant(s): Kyrill Firshein
Claimant Lawyers(s): John D. Singer
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leni D. Battaglia
Arbitrator(s): Dan Brecher, Mary Julia O'Connell, Candi Marie Halbert
Hearing Site: New York, NY
18-0050406/07/2019Claimant(s): Robert Traenkle
Claimant Lawyers(s): Adam B. Oppenheim
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): David S. Paul, John F. Duane, James Bromley Bragg
Hearing Site: New York, NY

56 Results

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