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FINRA Awards for Detroit, MI

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Displaying 71-80 out of 242 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0293901/21/2020Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Thomas P. Dillon
Respondent(s): Kenneth Bolda
Respondent Lawyers(s): Kenneth Edward Bolda
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
19-0017301/02/2020Claimant(s): Kathy Colby
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Dominion Investor Services.
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
18-0361212/10/2019Claimant(s): Santo Blumke
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Trevor J. Hardy
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
19-0032112/09/2019Claimant(s): Scott Kanai
Claimant Lawyers(s): Matthew Wolper
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
19-0048711/20/2019Claimant(s): William Kapteyn
Claimant Lawyers(s): Frances Menzer
Respondent(s): Royal Securities Company
Respondent Lawyers(s): Tony Ernzer
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
18-0431711/08/2019Claimant(s): Tomas Velken
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Randolph F. Pistor
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
18-0413211/04/2019Claimant(s): Mark Law
Claimant Lawyers(s): Jack J. Mazzara
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
19-0166410/30/2019Claimant(s): Citizens Securities.
Claimant Lawyers(s): Brenna A. Force
Respondent(s): Ronny Acluche
Respondent Lawyers(s): Ronny Acluche
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
18-0441610/29/2019Claimant(s): Mark Kosanke
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jeffrey D. Hedlund
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
19-0028910/28/2019Claimant(s): Brian Rener
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Oppenheimer & Co.., UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik, John T. McGuire
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI

242 Results

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