Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01542 | 12/12/2022 | Claimant(s): Yusuf Hai Claimant Lawyers(s): Yusuf Abdul Hai Respondent(s): Kenneth Chaput, Osman Minkara, CIG Capital Advisors Inc., CIG Securities Respondent Lawyers(s): James V. Garvey Arbitrator(s): Gail K. Barski-McCracken Hearing Site: Detroit, MI | ||
| 22-01069 | 12/09/2022 | Claimant(s): Karl Schwartz Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 21-02870 | 10/31/2022 | Claimant(s): Douglas Osborn Claimant Lawyers(s): Philip J. Weipert Respondent(s): Concorde Investment Services Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 22-01301 | 10/14/2022 | Claimant(s): Paul Carnahan Claimant Lawyers(s): Paul Michael Carnahan Respondent(s): Securian Financial Services. Respondent Lawyers(s): Jared K. Levy Arbitrator(s): Michael J. Meeusen Hearing Site: Detroit, MI | ||
| 19-01933 | 09/16/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Miles D. Hart Respondent(s): Robin Johnson Respondent Lawyers(s): Robin K. Johnson Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Earlene R. Baggett-Hayes Hearing Site: Detroit, MI | ||
| 21-01207 | 06/13/2022 | Claimant(s): David Fennema Claimant Lawyers(s): Ariel Okonsky Respondent(s): Securities Service Network Respondent Lawyers(s): Records Custodian Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 20-04183 | 04/25/2022 | Claimant(s): Aaron Veldheer, Douglas Kadison, Mark Ghafari Claimant Lawyers(s): Daniel J. Broxup Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn Perreault Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 21-02047 | 03/21/2022 | Claimant(s): Gurveer Mann Claimant Lawyers(s): Zachary Morse Respondent(s): Signator Investors. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 21-02046 | 03/03/2022 | Claimant(s): Gurveer Mann Claimant Lawyers(s): Zachary Morse Respondent(s): Foresters Financial Services. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 21-01406 | 02/23/2022 | Claimant(s): Elinor Ho Claimant Lawyers(s): Tad Burton Respondent(s): Vestax Securities Corporation Respondent Lawyers(s): Corporate Office Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI |