| 22-01742 | 04/03/2023 | Claimant(s): David Wilson
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Robert W. Baird & Co. Incorporated, First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Todd A. Holleman
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
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| 22-01469 | 03/03/2023 | Claimant(s): Bradley Lott
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Charles A. Palmer
Hearing Site: Detroit, MI
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| 22-00640 | 01/27/2023 | Claimant(s): Michael Graziani, Robert Loupee
Claimant Lawyers(s): Robert E. Loupee
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michelle M. Wezner
Arbitrator(s): Michele Renee Zinn, Marcy Hahn, Lee Ruben LeRoy
Hearing Site: Detroit, MI
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| 22-01542 | 12/12/2022 | Claimant(s): Yusuf Hai
Claimant Lawyers(s): Yusuf Abdul Hai
Respondent(s): Kenneth Chaput, Osman Minkara, CIG Capital Advisors Inc., CIG Securities
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Gail K. Barski-McCracken
Hearing Site: Detroit, MI
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| 22-01069 | 12/09/2022 | Claimant(s): Karl Schwartz
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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| 21-02870 | 10/31/2022 | Claimant(s): Douglas Osborn
Claimant Lawyers(s): Philip J. Weipert
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 22-01301 | 10/14/2022 | Claimant(s): Paul Carnahan
Claimant Lawyers(s): Paul Michael Carnahan
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Jared K. Levy
Arbitrator(s): Michael J. Meeusen
Hearing Site: Detroit, MI
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| 19-01933 | 09/16/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Robin Johnson
Respondent Lawyers(s): Robin K. Johnson
Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
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| 21-01207 | 06/13/2022 | Claimant(s): David Fennema
Claimant Lawyers(s): Ariel Okonsky
Respondent(s): Securities Service Network
Respondent Lawyers(s): Records Custodian
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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| 20-04183 | 04/25/2022 | Claimant(s): Aaron Veldheer, Douglas Kadison, Mark Ghafari
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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